Register of Allotments and Applications
The Register of Allotments and Applications is a record that details all share allotments and applications within a company. It includes information about the number of shares issued, the names of the shareholders, the price at which shares were allotted, and the date of allotment.
Free Register of Allotments and Applications Template
Use this free template as a starting point for maintaining a register of share allotments and applications for your UK company. Every limited company allotting shares must keep a record of allotments and any subsequent transfers. Copy and customise this template to suit your company's share structure and your record-keeping practices.
REGISTER OF ALLOTMENTS AND APPLICATIONS
Company name: [Full company name] Company number: [Companies House number] Registered office: [Registered address] Register kept at: [Registered office / SAIL address] Date of last update: [Date]
Statutory Background
This register records the allotment of shares in the Company. Under the Companies Act 2006, UK companies must:
- Keep a record of every share allotment
- Notify Companies House of allotments by filing form SH01 within one month of the allotment
- Update the Register of Members to reflect new shareholders
- Retain supporting documents (board resolutions, share applications, share certificates) with the register
This register is maintained alongside the Register of Members, board minutes authorising each allotment, and copies of share certificates issued.
1. Share Application and Allotment Log
| Allotment No. | Date of allotment | Allottee name | Allottee address | Class of shares | Number of shares allotted | Nominal value per share | Total nominal value | Premium per share | Total consideration | Form of consideration | Authority (resolution date) | Certificate No. | Notes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| [1] | [Date] | [Name] | [Address] | [Ordinary / Preference / Other] | [Number] | [£/$ value] | [Total] | [Premium] | [Total paid] | [Cash / Other] | [Date of board resolution] | [Cert No.] | [Notes] |
| [2] | [Date] | [Name] | [Address] | [Class] | [Number] | [Value] | [Total] | [Premium] | [Total paid] | [Cash / Other] | [Date] | [Cert No.] | [Notes] |
| [3] | [Date] | [Name] | [Address] | [Class] | [Number] | [Value] | [Total] | [Premium] | [Total paid] | [Cash / Other] | [Date] | [Cert No.] | [Notes] |
| [...] |
2. Application Log (for unallotted or pending applications)
| Application No. | Date received | Applicant name | Number of shares applied for | Status | Outcome date | Notes |
|---|---|---|---|---|---|---|
| [A1] | [Date] | [Name] | [Number] | [Pending / Allotted / Refunded / Withdrawn] | [Date] | [Allotment No. or reason] |
| [A2] | [Date] | [Name] | [Number] | [Status] | [Date] | [Notes] |
3. Summary by Class (running totals as at [Date])
| Share class | Authorised number | Allotted number | In issue | Nominal value | Paid up |
|---|---|---|---|---|---|
| Ordinary | [Number] | [Number] | [Number] | [Total] | [Total] |
| [Other class] | [Number] | [Number] | [Number] | [Total] | [Total] |
4. Supporting Documents Checklist
For each allotment recorded above, retain:
- Board resolution (or written resolution) authorising the allotment
- Share application form signed by the allottee
- Filed Form SH01 (Companies House confirmation receipt)
- Share certificate issued to the allottee (with cross-reference to the certificate register)
- Evidence of consideration received (bank statement, valuation report for non-cash consideration)
- Updated Register of Members entry
5. Maintenance Notes
- This register must be available for inspection at the Company's registered office (or SAIL address notified to Companies House)
- The register should be kept up to date at all times; record allotments contemporaneously where possible
- The Company Secretary (or a director if no Company Secretary) is responsible for maintaining this register
- Original signed share applications and authorising resolutions should be retained for the life of the Company plus [10] years
This is a basic template provided for informational purposes. For a professionally generated and legally tailored document, use Bind's contract automation platform.
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